Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina L Sandusky | 5632158 | 2 | 08/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dallin Keith Stoker | 7473135 | 1 | 07/29/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Alexander Gigliotti | 5833636 | 2 | 07/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Cooper | 4365537 | 1 | 05/28/2013 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Elkhoury | 7182666 | 1 | 05/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Nicole Walker | 6702361 | 1 | 05/22/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Fitts | 7499095 | 2 | 04/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandeep D Hamilton | 2850301 | 1 | 04/25/2013 | Customer Dispute | Settled | $14,451.10 | $0.00 | See FINRA Report |
| Nichole Sheree Cozze | 7606686 | 1 | 03/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Jon Burch | 2386565 | 1 | 02/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |