Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ali Hamedi | 5512020 | 1 | 02/24/2014 | Customer Dispute | Denied | $22,193.30 | $0.00 | See FINRA Report |
| David Alan Savitz | 3044912 | 2 | 02/05/2014 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Collin Nally | 7452869 | 1 | 12/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Cafarella | 5623665 | 1 | 12/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Walter Papadatos | 3204432 | 1 | 12/18/2013 | Customer Dispute | Denied | $26,420.30 | $0.00 | See FINRA Report |
| Louis Morgan Obsuth | 5534226 | 1 | 12/12/2013 | Customer Dispute | Denied | $108,414.00 | $0.00 | See FINRA Report |
| Christopher Daniel Hodge | 4207217 | 1 | 12/12/2013 | Customer Dispute | Denied | $108,414.00 | $0.00 | See FINRA Report |
| Adam Frederick Steinmetz | 6828529 | 1 | 11/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfredo Santos Howard | 7641187 | 1 | 11/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Bruce Flaten | 5938211 | 1 | 11/14/2013 | Customer Dispute | Denied | $8,779.84 | $0.00 | See FINRA Report |