Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dorothy Fulford Browning | 6453131 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Avery Manuel Lopez | 6222962 | 1 | 10/14/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Darcy Renee Smith | 5309132 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Lynn Strickland | 7462446 | 1 | 10/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Berry | 4594868 | 1 | 10/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Biernat | 3079574 | 2 | 10/02/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Vella | 5274850 | 1 | 10/02/2014 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Ryan Ferris | 6414279 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randal Craig Mickey | 4299343 | 2 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Zebulon Scott | 6045359 | 4 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |