Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Benenati | 7421644 | 1 | 12/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanya Parker | 5197486 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Valverde | 6758546 | 1 | 12/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herbert J Rikeman | 6784357 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carter Allen Hansen | 5121607 | 1 | 12/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marquis D Springer | 6265595 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ruiz Kazazian | 7660603 | 1 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chasty Laws Bailey | 4972068 | 1 | 11/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victoria Ann Domingo | 1589868 | 1 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osiola Madrill Henderson | 4560910 | 2 | 11/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |