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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 1,141-1,150 out of 1,744 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Crystaline Marie Haley6339517101/15/2015FinancialFinal$0.00$0.00See FINRA Report
Thomas Zebulon Scott6045359401/14/2015FinancialFinal$0.00$0.00See FINRA Report
Stephen Clough7327400101/07/2015FinancialFinal$0.00$0.00See FINRA Report
Lauren Renee Presley6333311101/06/2015FinancialFinal$0.00$0.00See FINRA Report
Oren Yaccobe5913397101/05/2015FinancialFinal$0.00$0.00See FINRA Report
Melissa Dawn Levesque5338873101/01/2015FinancialFinal$0.00$0.00See FINRA Report
Christian Michael Vitone4180338112/31/2014FinancialFinal$0.00$0.00See FINRA Report
Seth Andrew Myers6682037112/31/2014FinancialFinal$0.00$0.00See FINRA Report
Daniel Jon Quinn3213669212/29/2014FinancialFinal$0.00$0.00See FINRA Report
Daniel Jon Quinn3213669212/29/2014FinancialFinal$0.00$0.00See FINRA Report

1,744 Results

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