Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Crystaline Marie Haley | 6339517 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Zebulon Scott | 6045359 | 4 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephen Clough | 7327400 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lauren Renee Presley | 6333311 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Oren Yaccobe | 5913397 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Melissa Dawn Levesque | 5338873 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christian Michael Vitone | 4180338 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Seth Andrew Myers | 6682037 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Jon Quinn | 3213669 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Jon Quinn | 3213669 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |