Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Katherine Toon de Barros | 5491564 | 1 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Bocina | 2552690 | 1 | 03/12/2015 | Customer Dispute | Settled | $11,530.80 | $0.00 | See FINRA Report |
| Brandon Fielder | 5786271 | 1 | 03/12/2015 | Customer Dispute | Denied | $2,474.51 | $0.00 | See FINRA Report |
| Timothy E Mollman | 4224205 | 1 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Peterson | 5257458 | 1 | 03/09/2015 | Customer Dispute | Settled | $31,103.00 | $0.00 | See FINRA Report |
| Brian Andrew Artus | 3013666 | 1 | 03/06/2015 | Customer Dispute | Denied | $31,003.80 | $0.00 | See FINRA Report |
| Corey Aaron Proctor | 5736789 | 1 | 03/04/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cherena Cherell Wiggins | 5870017 | 1 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Sosa | 5101767 | 3 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Fandetti | 6934662 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |