Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamar Armond Baker | 6243700 | 2 | 05/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Gagnon Rabinovich | 4941140 | 1 | 05/20/2015 | Customer Dispute | Denied | $6,243.19 | $0.00 | See FINRA Report |
| Keith D Manning | 4764397 | 1 | 05/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Dalton O'Neal | 6325661 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Andrew Lavallee | 5144984 | 1 | 05/14/2015 | Customer Dispute | Denied | $5,489.00 | $0.00 | See FINRA Report |
| Agnieszka Sokolowska | 6907753 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Christine Ashley Anderson | 7075023 | 1 | 05/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Dreicer | 5514188 | 1 | 05/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Bove | 6766853 | 8 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taurean Collins | 5431968 | 2 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |