Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jooson Kim | 6092738 | 1 | 02/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Wesley Braswell | 5245762 | 1 | 02/09/2023 | Customer Dispute | Denied | $8,373.30 | $0.00 | See FINRA Report |
| Myles Christopher Mattson | 7076835 | 3 | 02/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Meghan Ward Bolwell | 6531913 | 1 | 01/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karl P Tweardy | 2527644 | 1 | 01/23/2023 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Sage Vance Nash | 7703818 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sage Vance Nash | 7703818 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sage Vance Nash | 7703818 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shedrick Leon Grimsley | 7632875 | 1 | 01/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Alex Hignite | 5798186 | 2 | 01/12/2023 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |