Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dean Pietrzak | 6213213 | 1 | 08/09/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Thomas Whitmore | 6765900 | 1 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamar Armond Baker | 6243700 | 2 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve E Tremblay | 5225000 | 3 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mathew Thomas O'Brien | 7433138 | 2 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Tyree Anderson | 6548551 | 1 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Broward Creamer | 6625928 | 2 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Broward Creamer | 6625928 | 2 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Winston Orlando Walters | 4295109 | 2 | 07/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Winston Orlando Walters | 4295109 | 2 | 07/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |