Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Castillo | 5500489 | 2 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Bove | 6766853 | 8 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Zamora | 7083752 | 4 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Smoot | 4293503 | 2 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Kiley | 4388156 | 5 | 08/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Calvird | 7037470 | 2 | 08/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Robbins | 4275681 | 1 | 08/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stephen O'Dell | 5633710 | 1 | 08/19/2015 | Customer Dispute | Denied | $6,510.00 | $0.00 | See FINRA Report |
| Aaron David Jacoby | 6607896 | 2 | 08/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina L Sandusky | 5632158 | 2 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |