Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mohamed Yazen Tabbaa | 6959772 | 2 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason J Dean | 6404512 | 1 | 09/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Olson | 6559249 | 1 | 09/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randal Craig Mickey | 4299343 | 2 | 09/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Roy Edge | 7606743 | 1 | 09/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esteban Sanchez | 6197548 | 1 | 09/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Pierce | 6723752 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Anthony Aubertin | 5453523 | 2 | 09/11/2015 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Sophia Romanillos Alvarez | 7208426 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Sherry | 4864768 | 1 | 09/04/2015 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |