Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Irene Gelinas | 7251394 | 1 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Enrique Grijalva | 6260744 | 1 | 11/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy J Wolfe | 5625278 | 1 | 11/03/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Dawn Stout | 7498257 | 1 | 10/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Toby J Pickett | 5363157 | 3 | 10/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Peter Altieri | 6217664 | 1 | 10/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Kiritsy | 5716917 | 1 | 10/25/2015 | Customer Dispute | Denied | $9,158.78 | $0.00 | See FINRA Report |
| Eric John Checketts | 5506504 | 1 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hani Huzaifa Mogri | 5551822 | 1 | 10/19/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |