Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Zebulon Scott | 6045359 | 4 | 12/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Joseph Zarenko | 6608571 | 2 | 12/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Lynn Jeanis | 5399568 | 1 | 11/24/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nelcineia S Fortes | 6734098 | 2 | 11/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Sosa | 5101767 | 3 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Joseph Zarenko | 6608571 | 2 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Warren Brooks | 4124275 | 2 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Rebecca Dematteo | 2697808 | 1 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian M Novotny | 5994453 | 2 | 11/05/2015 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Michael Jerome Panzeca | 3181431 | 1 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |