Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Elba Miller | 4805200 | 2 | 12/30/2015 | Customer Dispute | Denied | $20,736.00 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Jay Levine | 2323002 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzy Hsieh | 5022175 | 1 | 12/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Walter Perkins | 7471380 | 1 | 12/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Madison Christine Sanchez | 7066591 | 1 | 12/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Thomas Shorten | 7461813 | 1 | 12/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Thompson | 5030101 | 3 | 12/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Thompson | 5030101 | 3 | 12/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Lee | 6592385 | 1 | 12/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |