Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Roach | 6069064 | 1 | 01/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher E Pompey | 4797611 | 1 | 01/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brooke Will | 7029260 | 2 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Will | 7029260 | 2 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron David Jacoby | 6607896 | 2 | 01/21/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Smoot | 4293503 | 2 | 01/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie R Comisar | 5422072 | 1 | 01/16/2016 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Brianna Celeste Saltos | 6088604 | 1 | 01/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ciara Lemmers Drummond | 7420019 | 1 | 01/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Gail Clark | 7220541 | 1 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |