Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Brett Rone | 6770633 | 1 | 02/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lyons | 2405670 | 1 | 02/09/2016 | Customer Dispute | Denied | $48,360.50 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 02/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Wayne Tillman | 4923828 | 1 | 02/09/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Alexander S Green | 5458507 | 1 | 02/09/2016 | Customer Dispute | Denied | $17,353.00 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 02/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Todd Wayne | 5323903 | 1 | 02/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Gaff | 5110218 | 1 | 02/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cole F Hale | 5293416 | 1 | 02/02/2016 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Sarah Marie Robinson | 6909820 | 1 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |