Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Michael Norr | 7704346 | 1 | 04/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Jeffrey Zoellner | 5912399 | 1 | 03/30/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Phelan Luis Schwartz | 7686816 | 1 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Julius Norris | 7527396 | 1 | 03/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacie-Ann Carrie McIntosh | 5532988 | 1 | 03/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Giroux | 7655633 | 2 | 03/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Andrew Jamieson | 6376900 | 1 | 02/22/2023 | Customer Dispute | Settled | $15,174.00 | $0.00 | See FINRA Report |
| Kyle Robert Black | 6136554 | 1 | 02/18/2023 | Customer Dispute | Denied | $34,466.10 | $0.00 | See FINRA Report |
| Gregory Thomas Morgan | 6920210 | 4 | 02/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathan Brandon Alexander | 3030592 | 1 | 02/14/2023 | Customer Dispute | Settled | $6,355.00 | $0.00 | See FINRA Report |