Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James V Dunleavy | 6323868 | 1 | 05/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Jon Burch | 2386565 | 1 | 02/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Weinzierl | 5633301 | 1 | 03/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Meaders | 2215783 | 1 | 02/17/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tonda Lea Davis | 4379083 | 1 | 04/10/2008 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Christopher Mark Cierski | 2834772 | 1 | 03/21/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Alexander Alatzas | 2788327 | 1 | 04/12/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Rollins | 2751924 | 2 | 02/16/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Anthony Canade | 2540434 | 3 | 06/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Faulkner Jones | 2078059 | 1 | 09/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |