Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lizbeth Guadalupe Menjivar | 7125315 | 1 | 01/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Suzanne Y Mui-Good | 7221935 | 1 | 07/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal Eugene Lewis | 2973521 | 2 | 05/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alex Vernon West | 6686302 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal Eugene Lewis | 2973521 | 2 | 02/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roberta L King | 5073463 | 1 | 08/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Latishia Anne Mount | 7598030 | 3 | 04/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Vittorini | 6951991 | 1 | 01/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wilson Grace | 5419899 | 2 | 09/29/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Anquan Marshall | 6431958 | 1 | 06/27/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |