Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Diaz | 7180453 | 1 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Hillard Newsome | 4456365 | 1 | 10/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick Muaba Kapiamba | 7307740 | 2 | 07/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andres C Esquivel | 7844663 | 3 | 04/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Shawn Ryan Kenney | 7442522 | 3 | 09/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Madeline Anthony Egbert | 6666381 | 3 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Latishia Anne Mount | 7598030 | 3 | 06/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Milton McClain | 7452402 | 2 | 11/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Zackary Mote | 7826324 | 1 | 09/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Herbert Robert Franco | 5575090 | 1 | 09/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |