Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Richard Strobl | 7471455 | 4 | 10/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca James | 7647985 | 2 | 09/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kellee Nicole Elizabeth Neves | 7606654 | 1 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alhajie Kwasi Dumbuya | 7278592 | 2 | 09/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Richard Strobl | 7471455 | 4 | 09/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Landon Christopher Boone | 7323404 | 4 | 09/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shyheim Wilson | 7615787 | 1 | 09/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alec O'Meara | 7402565 | 2 | 09/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Johnson | 5127933 | 5 | 09/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ena Aileen Gillin | 7441036 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |