Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Clough | 7327400 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Renee Presley | 6333311 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oren Yaccobe | 5913397 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Dawn Levesque | 5338873 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Vitone | 4180338 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Andrew Myers | 6682037 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jon Quinn | 3213669 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jon Quinn | 3213669 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya Parker | 5197486 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert J Rikeman | 6784357 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |