Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Elena Castro-Alessandri | 2765373 | 2 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Katherine Searles | 7315449 | 2 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Sosa | 5101767 | 3 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Ceciliane | 7577870 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Adam Kremin | 4272660 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Linda Haynes | 6482719 | 1 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William John Larsen | 6150225 | 1 | 03/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osiola Madrill Henderson | 4560910 | 2 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Katherine Toon de Barros | 5491564 | 1 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy E Mollman | 4224205 | 1 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |