Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Alexis Rendon | 7660669 | 1 | 11/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Enriqu Guevara-Martinez | 6918772 | 3 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Le | 7377501 | 1 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Nieto | 2474156 | 1 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Enriqu Guevara-Martinez | 6918772 | 3 | 10/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rickey Simpson | 6691010 | 2 | 10/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rickey Simpson | 6691010 | 2 | 10/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conner James Phillips | 7584204 | 1 | 10/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 6 | 10/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Richard Mastragostino | 5674876 | 1 | 10/17/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |