Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randal Craig Mickey | 4299343 | 2 | 09/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Roy Edge | 7606743 | 1 | 09/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esteban Sanchez | 6197548 | 1 | 09/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Pierce | 6723752 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sophia Romanillos Alvarez | 7208426 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Castillo | 5500489 | 2 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Bove | 6766853 | 8 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Zamora | 7083752 | 4 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Smoot | 4293503 | 2 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Kiley | 4388156 | 5 | 08/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |