Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brianna Celeste Saltos | 6088604 | 1 | 01/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ciara Lemmers Drummond | 7420019 | 1 | 01/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Gail Clark | 7220541 | 1 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Jay Levine | 2323002 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madison Christine Sanchez | 7066591 | 1 | 12/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Thomas Shorten | 7461813 | 1 | 12/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Thompson | 5030101 | 3 | 12/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Thompson | 5030101 | 3 | 12/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Lee | 6592385 | 1 | 12/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |