Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Thomas Morgan | 6920210 | 4 | 02/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jooson Kim | 6092738 | 1 | 02/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles Christopher Mattson | 7076835 | 3 | 02/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Meghan Ward Bolwell | 6531913 | 1 | 01/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sage Vance Nash | 7703818 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sage Vance Nash | 7703818 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sage Vance Nash | 7703818 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shedrick Leon Grimsley | 7632875 | 1 | 01/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Richard Strobl | 7471455 | 4 | 12/09/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 6 | 11/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |