Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jarvis David Hall | 6081847 | 1 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mykel Allen Demel | 6903869 | 1 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego Daniel Ibarra | 6902806 | 1 | 09/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason John Scott | 6552985 | 3 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Ernest Gatto | 4511273 | 3 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Ernest Gatto | 4511273 | 3 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Toby J Pickett | 5363157 | 3 | 09/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Benson Chisholm | 3124154 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Badiola Reyes | 7264227 | 1 | 08/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Mattice | 6841936 | 6 | 08/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |