Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorey Blake | 4561292 | 1 | 12/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Karvoris Standberry | 7441719 | 3 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Mattice | 6841936 | 6 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sunam Dhakal | 7053686 | 2 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scottie Bernell Ringer | 2405062 | 2 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kim | 6760041 | 2 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Allen | 2827240 | 2 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marion Jay Tucker | 3257887 | 2 | 12/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kim | 6760041 | 2 | 11/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelica Patricia Carbajal | 5813406 | 1 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |