Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Hill-Millar | 1749429 | 3 | 03/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Musashi Jenkins | 7586313 | 2 | 03/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julian Murcia | 6604321 | 1 | 03/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald L Owens | 6401169 | 1 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark J Barron | 2335388 | 1 | 02/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Brent Henrich | 7441657 | 2 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Brent Henrich | 7441657 | 2 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen L Kauffman | 6373572 | 1 | 02/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kellan Brand Whitaker | 7371921 | 2 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Bove | 6766853 | 8 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |