Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salal Mustafa Shaikh | 7563749 | 6 | 05/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Saul Coronel Garcia | 6988211 | 1 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 6 | 05/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matiias Denmon | 7073251 | 2 | 04/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rai-Leigh Alex Grant | 7344023 | 3 | 04/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Norr | 7704346 | 1 | 04/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phelan Luis Schwartz | 7686816 | 1 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Julius Norris | 7527396 | 1 | 03/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacie-Ann Carrie McIntosh | 5532988 | 1 | 03/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Giroux | 7655633 | 2 | 03/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |