Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marquette D Smith | 7623104 | 1 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Michael Moskowitz | 6820754 | 1 | 04/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Kiley | 4388156 | 5 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Hill-Millar | 1749429 | 3 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher J Hill | 5220547 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Mattice | 6841936 | 6 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edmund Fry | 5015452 | 2 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alec Mohamed Bouria | 6440040 | 1 | 03/20/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Edmund Fry | 5015452 | 2 | 03/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mariah Alexandra Matteoli | 7316213 | 1 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |