Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Christopher Avery | 7553119 | 1 | 09/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve E Tremblay | 5225000 | 3 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsey Elise Colosey | 6993143 | 1 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Braunz | 6077866 | 1 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha Monique Mathis | 6336293 | 1 | 08/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Allen Gorney | 7050716 | 1 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Jonathan Lizar | 6579445 | 1 | 08/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Shambach | 6994017 | 1 | 08/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Salas | 7584219 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lola Chung Danza | 6599237 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |