Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tara Selkov Klimes | 4146572 | 4 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donnie A Bell | 6563133 | 1 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Harbinson | 6944981 | 2 | 11/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madeline Anthony Egbert | 6666381 | 3 | 11/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Fisher | 6945961 | 1 | 11/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle J Garra | 6871107 | 1 | 11/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jerod Johnson | 7189144 | 1 | 10/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yolanda Perdomo | 7441680 | 1 | 10/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Elizabeth Criss | 6580885 | 1 | 10/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve E Tremblay | 5225000 | 3 | 10/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |