Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kolby Lucas Ripper | 7067536 | 1 | 03/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Brown Gaulding | 6378341 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thaddeus Joseph Dahl | 6803168 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Frederick | 3048630 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria D Marshall | 6435476 | 3 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Broughton | 7881947 | 1 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joiya Deanne Mitchell | 5194139 | 1 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Nicole Nathan | 6731156 | 3 | 02/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Hyre Kauffman | 6965950 | 1 | 02/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Axel Montiel Medina | 7454868 | 5 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |