Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Adrian Lopez | 6799686 | 1 | 04/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Momin Abdullah Bajwa | 6480218 | 1 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yara L Goldswell | 7543712 | 3 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Axel Montiel Medina | 7454868 | 5 | 04/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason John Scott | 6552985 | 3 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Remington Cooper | 5637069 | 1 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Fagin | 5223832 | 1 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Nicole Nathan | 6731156 | 3 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matiias Denmon | 7073251 | 2 | 03/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roz Paige | 5005347 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |