Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Marie Fitts | 7499095 | 2 | 08/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Raeann McDonald-Lucas | 6397945 | 2 | 07/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Donell Washington | 7676346 | 1 | 06/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaylen Garrett Parsons | 7471446 | 1 | 06/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Torrell Ackles | 7725676 | 1 | 06/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwayne Leonard Walker | 7111311 | 2 | 06/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Horan | 7692262 | 1 | 06/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Alejandro Escarcega Palomares | 7499172 | 3 | 05/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 6 | 05/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Driscoll | 7128966 | 1 | 05/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |