Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Blevins | 7732959 | 1 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Brountas | 3055206 | 3 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Landes Carter | 6270471 | 3 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hrini Karavasilis Sandoval | 5121585 | 2 | 09/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Hipolito Barbosa | 5229535 | 2 | 09/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Robert Lyle | 6612935 | 1 | 09/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anessa Apodaca | 7044694 | 1 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Branca | 7448439 | 2 | 08/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Landon Christopher Boone | 7323404 | 4 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |