Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Nicole Irvine | 7065720 | 1 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julian Rodriguez | 7005807 | 2 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Radek | 2161701 | 1 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Hillman | 5222729 | 7 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Matthew Akins | 6033499 | 3 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Dryden | 7482074 | 1 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tejash Shah | 7159548 | 1 | 09/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haley Lynn Saalfeld | 7255758 | 2 | 09/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javel Luis Belen | 6132573 | 2 | 09/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gbatoh Browne | 7265501 | 3 | 09/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |