Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hrini Karavasilis Sandoval | 5121585 | 2 | 11/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Rainforth | 6503553 | 3 | 10/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gbatoh Browne | 7265501 | 3 | 10/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Plush | 4810761 | 2 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Sandoval Diaz | 7043323 | 2 | 10/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Burke Berry | 5449316 | 1 | 10/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gbatoh Browne | 7265501 | 3 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Sandhaus | 2088019 | 1 | 10/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Leann Addison | 7648037 | 5 | 10/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |