Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chloe Wingate | 6837441 | 1 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Shine | 2095788 | 1 | 12/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Marie Vera | 6977231 | 5 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Plush | 4810761 | 2 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Anthony Knight | 7264220 | 2 | 12/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Allen | 7371875 | 1 | 12/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Patrick Sensabaugh | 6975187 | 4 | 11/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Patrick Sensabaugh | 6975187 | 4 | 11/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Kenneth Sharapata | 6969551 | 1 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |