Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Morgan Landes Carter | 6270471 | 3 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Mattice | 6841936 | 6 | 01/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hailey Marie Siverhus | 7229159 | 1 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Guerrero | 6979000 | 2 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Rose Melvin | 7166987 | 2 | 01/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Hann Bates Fugate | 7402472 | 1 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 01/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tristan Lee Heath | 7482869 | 1 | 01/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Titus Anthony Moore | 7655381 | 1 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meagan L Glancy | 7229121 | 3 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |