Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julian Rodriguez | 7005807 | 2 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Landes Carter | 6270471 | 3 | 02/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Scott May | 7476669 | 1 | 02/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javier Leonardo | 7072447 | 1 | 02/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Leann Addison | 7648037 | 5 | 02/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassie Lee Kirn | 6293123 | 1 | 02/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Robinson | 7276412 | 2 | 02/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolle Annette Niehaus | 7220511 | 3 | 02/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Tuyen Nguyen | 7539027 | 1 | 02/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson Roger Robinson | 7097566 | 2 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |