Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin T Ratliff | 7085810 | 3 | 03/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis L Speller | 5448161 | 1 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo Alejandro Robles | 6279269 | 1 | 03/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Bruns | 6386345 | 1 | 03/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett Wade Hargis | 7449174 | 3 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Branca | 7448439 | 2 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Dawn King | 7265319 | 1 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alondra Eme | 7315460 | 2 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sait Saraci | 3253008 | 2 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ainsley Elizabeth Morisseau Cantoral | 7454767 | 1 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |