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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 381-390 out of 847 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Salvador Fernandez6914346205/25/2019FinancialFinal$0.00$0.00See FINRA Report
Christopher Nicholas Sceusa6327030305/24/2019FinancialFinal$0.00$0.00See FINRA Report
Melanie Marie Lee6614303205/17/2019FinancialFinal$0.00$0.00See FINRA Report
Nikita Duskey Lemon7343436205/14/2019FinancialFinal$0.00$0.00See FINRA Report
Megan Leann Addison7648037505/07/2019FinancialFinal$0.00$0.00See FINRA Report
Nikita Duskey Lemon7343436205/06/2019FinancialFinal$0.00$0.00See FINRA Report
Meagan L Glancy7229121305/03/2019FinancialFinal$0.00$0.00See FINRA Report
Katherine Maranda Nash6816879104/19/2019FinancialFinal$0.00$0.00See FINRA Report
Candida Alexis Sampson7595603104/19/2019FinancialFinal$0.00$0.00See FINRA Report
Whitney Young Robinson5516081104/11/2019FinancialFinal$0.00$0.00See FINRA Report

847 Results

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