Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Sean Ahlers | 7043893 | 1 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Aubry | 6459117 | 1 | 10/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Sydorak | 7457553 | 2 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Casazza | 7110381 | 1 | 09/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Axel Montiel Medina | 7454868 | 5 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Shane Bowers | 7407666 | 1 | 09/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meredith Marcella Murphy | 7482000 | 2 | 09/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Morales Sanchez | 6786922 | 5 | 09/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Martin Wozniak | 6804748 | 1 | 09/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Patrick Sensabaugh | 6975187 | 4 | 09/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |