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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 341-350 out of 847 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Osman Demir7305681412/30/2019FinancialFinal$0.00$0.00See FINRA Report
Ronald Larry Eckert2188917112/19/2019FinancialFinal$0.00$0.00See FINRA Report
Ryan S Heine6879793112/13/2019FinancialFinal$0.00$0.00See FINRA Report
Ignacio Alberto Bartolomei2732955112/11/2019FinancialFinal$0.00$0.00See FINRA Report
Megan Leann Addison7648037512/10/2019FinancialFinal$0.00$0.00See FINRA Report
Joseph Samuel Marshall7245749111/27/2019FinancialFinal$0.00$0.00See FINRA Report
Jean-Paul G Fauvel4952898410/30/2019FinancialFinal$0.00$0.00See FINRA Report
Juan Pablo Acevedo6913208110/29/2019FinancialFinal$0.00$0.00See FINRA Report
Esrom Eyob Woldeghebriel7786839210/23/2019FinancialFinal$0.00$0.00See FINRA Report
Deborah Durrant3193587110/21/2019FinancialFinal$0.00$0.00See FINRA Report

847 Results

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