Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Robert Allred | 5141719 | 2 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Andrew Cross | 5746624 | 2 | 04/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osman Demir | 7305681 | 4 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan J Baker | 6273930 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Surella | 7265475 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonee Nekiesha Powell | 5492093 | 1 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Schmitz | 7377735 | 1 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Michael Oconnor | 7648063 | 2 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |