Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Barker | 7733969 | 1 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha Eldredge | 6999770 | 3 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lance Jonathan Campolong | 4168743 | 1 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Tyler Barney | 7371923 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Roy Clark | 7669543 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madison Renae Quattrochi | 7489131 | 1 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Diane Duval | 7260022 | 1 | 04/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin T Ratliff | 7085810 | 3 | 04/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |