Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Brian Smith | 7021170 | 5 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony E Quinn | 7071915 | 1 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dylan Menard | 7859759 | 1 | 07/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yazan Muhanned Abu-Hijleh | 7322863 | 1 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hardy Hodges | 4952582 | 1 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Hyames Fasano | 6978368 | 3 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |